-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdmH1b7rCYRjRmpv27B1qrc6UR+JUkwAlrt9ot0ZtJPup2EUJXTTGVqxTNpZiUVm 8XQ4MMZUhEjwfEzr/VDHYQ== 0000950133-01-501282.txt : 20010522 0000950133-01-501282.hdr.sgml : 20010522 ACCESSION NUMBER: 0000950133-01-501282 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010521 GROUP MEMBERS: EAGLE-GVI ONE, INC. GROUP MEMBERS: EAGLE-GVI ONE, L.L.C. GROUP MEMBERS: EAGLE-GVI TWO, INC. GROUP MEMBERS: EAGLE-GVI TWO, L.L.C. GROUP MEMBERS: REGENTS OF THE UNIV. OF MICH. GROUP MEMBERS: REGENTS OF THE UNIVERSITY OF MICHIGAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMC GLOBAL INC CENTRAL INDEX KEY: 0000820626 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 363492467 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-40105 FILM NUMBER: 1644912 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 8472729200 MAIL ADDRESS: STREET 1: 2345 WAUKEGAN ROAD - SUITE E-200 CITY: BANNOCKBURN STATE: IL ZIP: 60015-5516 FORMER COMPANY: FORMER CONFORMED NAME: IMC FERTILIZER GROUP INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF MICHIGAN CENTRAL INDEX KEY: 0001140934 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 386006309 STATE OF INCORPORATION: MI FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O DEVELOPMENT LEGAL SERVICES 9TH FLOOR STREET 2: WOLVERINE TOWER 3003 SOUTH STATE CITY: ANN ARBOR STATE: MI ZIP: 48109-1288 BUSINESS PHONE: 7346476123 MAIL ADDRESS: STREET 1: 9TH FLOOR WOLVERINE TOWER STREET 2: 3003 SOUTH STATE STREET CITY: ANN ARBOR STATE: MI ZIP: 48109-1288 SC 13G 1 w49536sc13g.txt SCHEDULE 13G 1 SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Under the Securities Exchange Act of 1934* IMC Global Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 449669 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) May 10, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - -------------------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Regents of the University of Michigan 38-6006309 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group: (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Michigan constitutional corporation. - -------------------------------------------------------------------------------- Number of Shares Beneficially owned by Each Reporting Person with: 5) Sole Voting Power: 0 shares - -------------------------------------------------------------------------------- 6) Shared Voting Power 6,510,286 shares - -------------------------------------------------------------------------------- 7) Sole Dispositive Power: 0 shares - -------------------------------------------------------------------------------- 8) Shared Dispositive Power: 6,510,286 shares - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially owned by Each Reporting Person: 6,510,286 shares - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 5.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person: CO 2 3 - -------------------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Eagle-GVI Two, L.L.C. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group: (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Delaware limited liability company. - -------------------------------------------------------------------------------- Number of Shares Beneficially owned by Each Reporting Person with: 5) Sole Voting Power: 0 shares - -------------------------------------------------------------------------------- 6) Shared Voting Power 6,510,286 shares - -------------------------------------------------------------------------------- 7) Sole Dispositive Power: 0 shares - -------------------------------------------------------------------------------- 8) Shared Dispositive Power: 6,510,286 shares - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially owned by Each Reporting Person: 6,510,286 shares - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 5.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person: OO 3 4 - -------------------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Eagle-GVI Two, Inc. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group: (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Delaware corporation. - -------------------------------------------------------------------------------- Number of Shares Beneficially owned by Each Reporting Person with: 5) Sole Voting Power: 0 shares - -------------------------------------------------------------------------------- 6) Shared Voting Power 6,510,286 shares - -------------------------------------------------------------------------------- 7) Sole Dispositive Power: 0 shares - -------------------------------------------------------------------------------- 8) Shared Dispositive Power: 6,510,286 shares - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially owned by Each Reporting Person: 6,510,286 shares - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 5.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person: CO 4 5 - -------------------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Eagle-GVI One, L.L.C. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group: (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Delaware limited liability company. - -------------------------------------------------------------------------------- Number of Shares Beneficially owned by Each Reporting Person with: 5) Sole Voting Power: 0 shares - -------------------------------------------------------------------------------- 6) Shared Voting Power 6,510,286 shares - -------------------------------------------------------------------------------- 7) Sole Dispositive Power: 0 shares - -------------------------------------------------------------------------------- 8) Shared Dispositive Power: 6,510,286 shares - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially owned by Each Reporting Person: 6,510,286 shares - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 5.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person: OO 5 6 - -------------------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Eagle-GVI One, Inc. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group: (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Delaware corporation. - -------------------------------------------------------------------------------- Number of Shares Beneficially owned by Each Reporting Person with: 5) Sole Voting Power: 0 shares - -------------------------------------------------------------------------------- 6) Shared Voting Power 6,510,286 shares - -------------------------------------------------------------------------------- 7) Sole Dispositive Power: 0 shares - -------------------------------------------------------------------------------- 8) Shared Dispositive Power: 6,510,286 shares - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially owned by Each Reporting Person: 6,510,286 shares - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 5.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person: CO 6 7 SCHEDULE 13G ITEM 1. (a) Name of Issuer. IMC Global Inc. (b) Address of Issuer's Principal Executive Offices. 100 South Saunders Road, Suite 300 Lake Forest, IL 60045-2561 ITEM 2. (a) Name of Person Filing. (1) Regents of the University of Michigan (the "University") (2) Eagle-GVI Two, L.L.C. ("Two LLC") (3) Eagle-GVI Two, Inc. ("Two Inc") (4) Eagle-GVI One, L.L.C. ("One LLC") (5) Eagle-GVI One, Inc. ("One Inc") This statement is filed on behalf of all of these Persons. Included in this statement as Exhibit 1 is the agreement among the University, Two LLC, Two Inc, One LLC and One Inc to file this statement on behalf of each of them. (b) Address of Principal Business Office, or, if none, Residence. The principal business address for the University, Two LLC, Two Inc, One LLC and One Inc is: Development Legal Services University of Michigan 9th Floor Wolverine Tower 3003 South State Street Ann Arbor, Michigan 48109-1288 (c) Citizenship. The University is a Michigan constitutional corporation. Two LLC and One LLC both are Delaware limited liability companies. Two Inc and One Inc both are Delaware corporations. 7 8 (d) Title of Class of Securities. Common Stock, $1.00 par value per share. (e) CUSIP Number. 449669 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM 4. OWNERSHIP. (1) The University directly and indirectly through Two LLC and Two Inc, which are direct wholly owned subsidiaries of the University, and One LLC and One Inc, which are indirect wholly owned subsidiaries of the University and direct wholly owned subsidiaries of Two LLC, beneficially owns the following aggregate number and percentage of shares: (a) Amount beneficially owned: 6,510,286 (b) Percent of class: 5.7% 8 9 (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: -0- (ii) shared power to vote or direct the vote: 6,510,286 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or direct the disposition of: 6,510,286 (2) Two LLC indirectly through Two Inc, its managing member with the exclusive direction and control over Two LLC, and One LLC and One Inc, which are direct wholly owned subsidiaries of Two LLC, beneficially owns the following aggregate number and percentage of shares: (a) Amount beneficially owned: 6, 510,286 (b) Percent of class: 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: -0- (ii) shared power to vote or direct the vote: 6,510,286 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or direct the disposition of: 6,510,286 (3) Two Inc, who as the managing member of Two LLC has the exclusive direction and control over Two LLC, indirectly through One LLC and One Inc, which are direct wholly owned subsidiaries of Two LLC, beneficially owns the following aggregate number and percentage of shares: (a) Amount beneficially owned: 6, 510,286 (b) Percent of class: 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: -0- (ii) shared power to vote or direct the vote: 6,510,286 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or direct the disposition of: 6,510,286 9 10 (4) One LLC through One Inc, its managing member with the exclusive direction and control over One LLC, beneficially owns the following aggregate number and percentage of shares: (a) Amount beneficially owned: 6, 510,286 (b) Percent of class: 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: -0- (ii) shared power to vote or direct the vote: 6,510,286 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or direct the disposition of: 6,510,286 (5) One Inc, who as the managing member of One LLC has the exclusive direction and control over One LLC, beneficially owns the following aggregate number and percentage of shares: (a) Amount beneficially owned: 6, 510,286 (b) Percent of class: 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: -0- (ii) shared power to vote or direct the vote: 6,510,286 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or direct the disposition of: 6,510,286 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. 10 11 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. See Exhibit 2. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 11 12 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 21, 2001 REGENTS OF THE UNIVERSITY OF MICHIGAN By: /s/ ROBERT A. KASDIN ------------------------------------ Name: Robert A Kasdin Title: Executive Vice President and Chief Financial Officer Date: May 21, 2001 EAGLE-GVI TWO, L.L.C. By: EAGLE-GVI TWO, INC., Its Managing Member By: /s/ L. ERIK LUNDBERG ------------------------------------ Name: L. Erik Lundberg Title: Vice President Date: May 21, 2001 EAGLE-GVI TWO, INC. By: /s/ L. ERIK LUNDBERG ------------------------------------ Name: L. Erik Lundberg Title: Vice President Date: May 21, 2001 EAGLE-GVI ONE, L.L.C. By: EAGLE-GVI ONE, INC., Its Managing Member By: /s/ L. ERIK LUNDBERG ------------------------------------- Name: L. Erik Lundberg Title: Vice President 12 13 Date: May 21, 2001 EAGLE-GVI ONE, INC. By: /s/ L. ERIK LUNDBERG ----------------------------------------- Name: L. Erik Lundberg Title: Vice President 13 14 INDEX TO EXHIBITS EXHIBIT NUMBER DESCRIPTION 1. Joint Filing Agreement among the Filing Persons dated May 18, 2001. 2. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company or Control Persons. 14 EX-1 2 w49536ex1.txt JOINT FILING AGREEMENT 1 EXHIBIT 1 AGREEMENT OF JOINT FILING This AGREEMENT dated as of May 18, 2001, is made and entered into by and between the Regents of the University of Michigan, Eagle-GVI Two, L.L.C., Eagle-GVI Two, Inc., Eagle-GVI One, L.L.C. and Eagle-GVI One, Inc. (collectively, the "Parties"). The Parties hereby agree that they shall file with the Securities and Exchange Commission a statement containing the information required by Schedule 13G with respect to the Common Stock of IMC Global Inc. (CUSIP Number 449669 10 0) on behalf of each of them. IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be signed by their proper corporate officers thereunto duly authorized, and their respective corporate seals to be hereunto affixed, on the day and year first above written. REGENTS OF THE UNIVERSITY OF MICHIGAN By: /s/ ROBERT A. KASDIN ------------------------------ Robert A Kasdin Its: Executive Vice President and Chief Financial Officer EAGLE-GVI TWO, L.L.C. By: EAGLE-GVI TWO, INC., it Managing Member By: /s/ L. ERIK LUNDBERG ------------------------------------------- L. Erik Lundberg Its: Vice President EAGLE-GVI TWO, INC. By: /s/ L. ERIK LUNDBERG ------------------------------------------- L. Erik Lundberg 2 Its: Vice President EAGLE-GVI ONE, L.L.C. By: EAGLE-GVI ONE, INC., its Managing Member By: /s/ L. ERIK LUNDBERG ------------------------------------------- L. Erik Lundberg Its: Vice President EAGLE-GVI ONE, INC. By: /s/ L. ERIK LUNDBERG ------------------------------------------- L. Erik Lundberg Its: Vice President 16 EX-2 3 w49536ex2.txt INDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY 1 EXHIBIT 2 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. The subsidiary which directly owns the shares of common stock of IMC Global Inc. is Eagle-GVI One, L.L.C. 17 -----END PRIVACY-ENHANCED MESSAGE-----